- General Safety and Performance Requirements (GSPR)
Annex XVI products must comply with the General Safety and Performance Requirements set out in Annex I of the MDR. Unlike medical devices with a medical intended purpose, however, they are not required to demonstrate clinical benefit. Instead, the following applies:
- Demonstration of safety and performance (not of medical benefit)
- Risk acceptability: For Annex XVI products, serious harm is generally not acceptable, as there is no medical benefit that could justify residual risks.
- Common Specifications
On December 1, 2022, the Common Specifications (CS) were published by Implementing Regulation (EU) 2022/2346. They are legally binding and further specify the requirements for Annex XVI products:
- Annex I of the CS: General requirements applicable to all Annex XVI products (risk management, safety information, labeling, instructions for use)
- Annexes II–VII of the CS: Product group–specific requirements (e.g., for contact lenses, implants, dermal fillers, liposuction devices, laser skin treatment devices, and TMS devices)
The Common Specifications have been applicable since June 22, 2023.
- Clinical evaluation
Annex XVI products require a clinical evaluation, but not necessarily a clinical investigation, provided that an analogous medical device exists and equivalence can be demonstrated. According to the Common Specifications, “analogous” refers to a medical device with a medical intended purpose that is comparable in terms of function, risk profile, and technical characteristics.
Important: Annex XVI products must not claim any medical or therapeutic effectiveness. Any healing or therapeutic claim would automatically classify the product as a medical device with a medical intended purpose, rendering the Annex XVI framework inapplicable.
- Classification and conformity assessment
Annex XVI products are classified in accordance with the classification rules set out in Annex VIII of the MDR. Since Rules 9 and 10 (for active therapeutic and diagnostic devices) presuppose a medical intended purpose, specific reclassifications for active Annex XVI products were introduced by Implementing Regulation (EU) 2022/2347:
- Skin treatment devices emitting electromagnetic radiation (e.g., laser, IPL): Class IIb
- Hair removal devices (laser, IPL): Class IIa
Depending on the risk class, conformity assessment by a notified body is required. The conformity assessment procedures correspond to those for conventional medical devices (Article 52 MDR).
- Quality Management System (QMS)
Manufacturers of Annex XVI products must establish and implement a quality management system in accordance with Article 10 of the MDR. This includes:
- Risk management system (ISO 14971)
- Post-market surveillance (PMS)
- Vigilance and incident reporting obligations
- Technical documentation
- Person Responsible for Regulatory Compliance (PRRC)
- Labeling and instructions for use
Annex XVI products must be clearly labeled as “without a medical intended purpose.” Labeling and instructions for use must comply with the requirements of the MDR and the Common Specifications.